Posted - March 06, 2026

Transaction Compliance Administrator

Job Description

The Transaction Compliance Administrator supports brokerage operations by ensuring transaction files meet established compliance and documentation standards. This role is highly process-driven and focused on structured file review, tracking, and follow-up communication. Success in this position requires exceptional attention to detail, comfort working within defined checklists, and clear, professional communication.

Key Responsibilities:
  • Conduct daily MLS searches to identify new listings and status changes; log activity in the compliance audit tracker.
  • Monitor transaction timelines to confirm timely submission of required listing agreements, contracts, and disclosures.
  • Review transaction files against standardized compliance checklists to verify completeness, proper execution, required signatures, and documentation accuracy.
  • Communicate directly with advisors regarding missing, incomplete, or corrected documentation and track resolution.
  • Track terminated or cancelled transactions; update status in Brokerage Engine and upload required supporting documentation in accordance with brokerage procedures.
  • Enter rental transactions into Brokerage Engine, upload required documentation, and ensure status fields are accurate and complete in accordance with brokerage procedures.
  • Maintain accurate and up-to-date transaction data within the centralized compliance tracking system.
Qualifications & Requirements:
  • Exceptional attention to detail and strong commitment to accuracy.
  • Clear, professional written communication skills in English.
  • Experience working in audit, compliance, document control, or other process-oriented environments.
  • Advanced proficiency in Excel or Google Sheets.
  • Ability to follow structured procedures consistently.
  • Strong organizational skills with the ability to manage recurring daily workflows.
  • Comfort navigating multiple technology platforms and learning new systems quickly.
  • High level of discretion when handling confidential information.
Scroll to Top